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同学们好
hello everyone

今天我们来学习
today we learn

反垄断法的第三节
the third section of Anti-monopoly Law

垄断协议的法律规制
legal regulation of monopoly agreement

第三节
section three

垄断协议的法律规制
legal regulation of monopoly agreement

在生活当中
in life

我们常常听到过一些新闻
we often hear some news

比如说
for example

某几个企业之间
a number of enterprises

因签订协议
were reported to be suspected of monopoly

并执行统一价格
because signing an agreement and

而被举报涉嫌垄断
implementing a uniform price

那么
then

涉嫌的是何种垄断行为呢
what kind of monopoly is suspected here

答案就在我们今天的课程内容当中
the answer lies in our lesson today

垄断协议
monopoly agreement refers to the

是指经营者为排除
agreement or decision reached by operators

限制竞争而达成的协议
to eliminate and restrict competition

决定或者其他协同一致的行为
or other concerted actions

也称为
also known as

联合限制竞争
joint restriction of competition

在德国称为
in Germany it is called

卡特尔
Cartel

日本称为
in Japan it is called

不正当交易限制
illegitimate transaction restriction

而美国称为
and in the United States

合同联合
it is called contract coalesce

或者共谋
or collusion

欧盟称之为
in the European Union it is called

限制竞争协议
restrictive competition agreement

那么我国台湾地区称为
then in the Taiwan region of our country

联合行为
it is called joint behavior

长期以来
for a long time

垄断协议一直被认为是
monopoly agreements have been considered

最为严重的垄断行为
to be the most serious act of monopoly

受到反垄断法的严格规制
subject to the strict regulation of anti-monopoly law

垄断协议通常
monopoly agreements usually

包括三个基本特征
include three basic features

一是
first

垄断协议的主体是
the main body of the monopoly agreement is

经营者或经营者团体
the operator or the operator group

二是
second

垄断协议的行为方式
the acts of monopoly agreement

包括协议
include agreements

决议或其他协同一致的行为
resolutions or other concerted actions

三是
third

达成垄断协议的目的
the purpose of a monopoly agreement

是排除或限制竞争
is to exclude or restrict competition

经营者之间的
the restrictive competition

限制竞争协议
agreement between operators

是指两个或两个以上的经营者
refers to the consensus reached by

通过书面或口头协议的形式
two or more operators in the form

而达成的一致意见
of a written or oral agreement

比如说
for example

共谋
collusion

建议
suggest

策划等等
plan and so on

经营者团体的决议是指
the resolution of an operator group refers to

企业集团行业协会
the act of requiring joint implementation of

或其他的企业联合体
member enterprises in the form of resolution

以决议的形式要求
by enterprise group

成员企业
trade association

共同实施的行为
or any other enterprise consortium

比如说章程
such as articles of association

规章
rules and regulations

信息交换协议等等
information exchange protocol and so on

经营者之间的其他
other co-ordinated behaviors

协同一致行为是指
among operators refer to that

企业之间虽然不存在
although there is no agreement

协议或决议
or resolution between enterprises

但彼此之间心照不宣地
but there is a consensus

实施了
between the two to carry out

一致性的市场行为
consistent marker behaviors

从而达到
thus reaching the goal

限制市场竞争的目的
of restricting the market competition

按照
according to differences in

企业生产经营环节的不同
production and operation of enterprises

我们可以把
we can divide

垄断协议分为
the monopoly agreement into two parts

横向垄断协议
horizontal monopoly agreement

和纵向垄断协议
and vertical monopoly agreement

其中
in which

横向垄断协议是指
the horizontal monopoly agreement refers to

在产业链上居于同一环节的
the monopoly agreement reached between

两个或两个以上
two or more operators who occupy

经营者达成的垄断协议
the same link in the industrial chain

横向垄断协议
the horizontal monopoly agreement

主要表现为
are mainly represented

以下几种形式
in the following forms


first

固定价格
fix price

处于产业链同一环节的经营者
operators in the same link of industrial chain

通过协议
through agreements

决议
resolutions

或其他协同一致的方式
or other forms of co-ordination

确定
confirm

维持
maintain

或者改变价格的行为
change prices

主要表现有下面几种情形
the main performance is as follows

比如说
for example

固定或变更商品的价格水平
fix or change the price level of a commodity

固定或变更价格变动幅度
fix or change the price change range

固定或变更
fix or change

对价格有影响的
the handling charges

手续费折扣等等
discounts and others affecting the prices

第二种表现
second performance

划分市场
divide the market

处于产业链同一环节的经营者
operators in the same link of industrial chain

通过协议
through agreements

决议或其他协同一致的方式
resolutions or other forms of co-ordination.

限定
to limit

商品的生产数量
the quantity of goods production

销售数量
and sales quantity

分割销售市场
divide the sales market

或原材料采购市场的行为
or the raw material purchasing market

它是以限制产量
it uses the ways of limiting output

停止生产等方式
stopping production and so on

限制商品的生产数量
to limit the quantity of goods produced

或限制商品特定品种
or restrict a particular variety of goods

型号的生产数量等等
model production quantity and so on

此外呢
besides

还包括
also includes

以拒绝供货
the ways of refusing to supply

限制商品投放数量等方式
limiting the quantity of goods to be placed

限制商品销售数量
limiting the quantity of goods sold

或限制商品特定品种
or the specific variety of goods

型号的销售数量
number of models sold

划分商品销售地域
division of commodity sales area

销售对象等
sales target etc.

同时呢
at the same time

还包括划分
also includes dividing

原料
the purchasing areas of raw materials

半成品
Semi-finished product

零部件等原材料的采购区域
and spare parts

种类和数量等
kinds and quantities etc.

横向垄断协议的
the third performance of horizontal

第三种表现
monopoly agreement

是联合抵制
is joint boycott

处于产业链同一环节的经营者
operators in the same link of the industrial chain

通过协议
through agreements

决议或其他协同一致的方式
resolutions or other forms of co-ordination.

拒绝与
refuse to

特定交易相对人交易的行为
trade with specific transaction counterpart

具体表现为
the specific performances

以下几种情形
are as follows

比如
for example

说联合拒绝
jointly refuse to

向特定经营者供货或销售商品
supply or sell goods to

联合拒绝
jointly refuse to

采购或销售
purchase or sell

特定经营者的商品
the goods of specific operators

或者是联合限定特定经营者
Or jointly restrict specific operators

不得与
from having trades with

其具有竞争关系的经营者进行交易
operators with competitive relationship

横向垄断协议的第四种
the fourth performance of horizontal

表现是
monopoly agreements is

不当技术联合
improper technology combination

不当技术联合是指
improper technical association refers to that

具有竞争关系的经营者
competitive operators for the purpose of

以排除或限制竞争为目的
excluding or restricting competition

制定技术标准
establish technical standards

限制购买新技术
restrict the purchase of new technology

新设备
and new equipment

或者限制开发新技术
or restrict the development of new technologies

新产品等行为
and new products

纵向垄断协议
the vertical monopoly agreement

是指
refers to that

在同一产业链中上一环节经营者
the last link operator in the same industrial chain

利用市场支配地位
take advantage of market dominance

通过协议
through agreements

确定
determine

下一环节经营者销售价格的行为
the selling price of the next link operator

纵向垄断协议
the vertical monopoly agreements

主要表现为
are mainly represented in

以下几种形式
the following forms

第一
first

限制转售价格
restrict resale prices

在同一产业链中上一环节经营者
the last link operator in the same industrial chain

利用其市场支配地位
take advantage of its market dominance

通过协议
through agreements

确定
determine

下一环节经营者销售价格的行为
the selling price of the next link operator

包括限制最低价格
including limiting the minimum price

限制最高价格
limiting the maximum price

和固定某一价格
and fixing a certain price


for example

供应商确定销售商
the agreement by the supplier to determine

向客户转售商品
the price at which the seller resells

的价格的协议
the goods to customers

第二种叫独家交易
the second is exclusive trading

在同一产业链中
in the same industrial chain

上一环节经营者
between the last link operator

与下一环节经营者之间
and the next link operator

利用
take advantage of

其一方或双方的市场支配地位
the market dominance of one or both

通过协议
through agreements

约定
it is arranged that

对方或双方
the other party or both parties

在特定地区
in a particular area

不与第三方发生
shall not have a product or service

与对方有竞争关系的
transaction with a third party

产品或服务交易的行为
that competes with the other party

比如说
for example

如在协议当中
if in an agreement

约定供应商同意
it is arranged that the supplier agrees

在特定区域内
to be in a specific area

向销售商独家销售商品
sell goods exclusively to the seller

或者销售商同意
or the seller agrees to

只从供应商处购买
purchase goods only from the supplier

用于转售的商品
for resale

第三种是
the third is

特许协议
the concession agreement

经营者将其
for the products that have been

已投入流通的产品
put into circulation by operators

或服务的商标
or trademarks of services

企业形象标识
corporate identities

经营方式
modes of operation

专用技术等
special technologies and so on

整体或部分
allow other operators

有偿地准许其他经营者
in whole or in part with compensation

在特定地区使用的协议
to use them in a particular area

下面讲一下
here's a look at the legal liability

达成垄断协议需要承担的法律责任
to reach a monopoly agreement

首先是行政责任
the first is administrative responsibilities

行政责任
administrative responsibilities

主要指
mainly refer to that

经营者违反本法规定
operator's violation of the provisions of this Law

达成并实施垄断协议的
reaching and implementing a monopoly agreement

那么
then

由反垄断执法机构
the anti-monopoly law enforcement agencies

责令停止违法行为
ordered to stop the illegal act

没收违法所得
confiscate illegal income

并处上一年度销售额1%以上
a fine of more than 1%

10%以下的罚款
less than 10% of the previous year's sales

尚未实施
not yet implementing

所达成的垄断协议的
the reached monopoly agreement

可以处五十万元以下的罚款
a fine of less than 500,000 yuan may be imposed

第二是民事责任
the second is civil liability

经营者实施垄断行为
operator's monopolistic behavior

给他人造成损失的
causing loss to others shall bear

依法应当承担民事赔偿责任
civil compensation liability according to law

接下来是
next is

行业协会的法律责任
the legal liability of trade association

行业协会违反
the trade association violates

本法规定
the provisions of this Law

组织本行业的经营者
organizing the operators of the industry

达成垄断协议的
to reach a monopoly agreement

反垄断执法机构可以
anti-monopoly law enforcement agencies may

处五十万元以下的罚款
impose a fine of less than 500,000 yuan

情节严重的
in serious circumstances

社会团体登记
the registration administration

管理机关
organ of social organization may revoke

可以依法撤销登记
the registration according to law


ok

同学们
everyone

今天的课就讲到这里
that’s all for today's lesson

再见
goodbye

Economic law课程列表:

1 General theory of economic law

-1.1 Meaning and characteristics of economic law

--1.1

-1.2Adjusting object and system of economic law

--1.2

-1.3 Relations between economic law and adjacent law

--1.3

-1.4Origin and development of economic law

--1.4

-1.5.Basic principles of economic law

--1.5

-1.6Subject and types of Economic Law

--1.6

-1.7The rights of the subjects of economic law and their obligations and responsibili

--1.7

-1.8The formulation and implementation of economic law

--1.8

--Chapter homework

2. Antitrust Law

-2.1The basic issues of Anti-Monopoly Law

--2.1

-2.2Related markets and their definitions

--Discussion Question

--2.2

-2.3Legal regulation of monopoly agreement

--2.3

-2.4Legal regulation on abuse of market dominance 2.4

--2.4

-2.5 Centralized legal regulation of operators

--2.5

-2.6 Legal regulation of administrative monopoly

--2.6

-2.7 Enforcement system of antimonopoly law

--2.7

-Chapter homework

--章节习题exercises

To discuss the topic

-discussion

3. Anti-unfair Competition Law

-3.1The basic problem of Anti-Unfair Competition Act

--3.1

-3.2 Regulation of Market Confusion Act

--3.2

-3.3 Regulation of Commercial Bribery

--3.3

-3.4 Regulation of False Publicity Act

--3.4

-3.5 Regulation and Defamation of Goodwill

--3.5

-3.6 Regulation of the Infringement of Trade Secrets

--3.6

-3.7 Regulation of Improper Sales with Prizes

--3.7

-3.8 Regulation of Unfair Competition in Network Field

--3.8

-Chapter homework

--exercises

4. Consumer Rights and Interests Protection Act

-4.1 Overview of Consumer Rights and Interests Protection Act

--4.1

-4.2 The Right of Consumers

--4.2

-4.3 Operator's Obligation

--4.3

-4.4 The Protection of Consumers' Rights and Interests Made by the State and

--4.4

-4.5 Legal Liability

--4.5

-4.6 The Category of Civil Liability

--Chapter homework

--4.6

5. Finance and Tax Law

-5.1 overview of Finance and Tax Law

--5.1

-5.2 Budget Preparation

--5.2

-5.3 budget review and preparation

--5.3

-5.4 Budget Implementation and Adjustment

--5.4

-5.5 scope of application in the Government Procurement Law

--5.5

-5.6 principles and policies of government procurement

--5.6

-5.7 government procurement procedures and methods

--5.7

-5.8 government procurement contract

--5.8

-5.9 government procurement relief mechanism

--5.9

-5.10 principle of law-based taxation

--5.10

-5.11 taxpayer's right

--5.11

-5.12 tax constitutive requirements

--5.12

-5.13 the principles of the turnover tax law

--5.13

-5.14 principle of income tax law

--5.14

-5.15 principle of Property Tax Law

--Chapter homework

--5.15

6. Financial Law

-6.1 the concepts of finance and Financial Law

--6.1

-6.2 China's financial institutions and regulatory agencies

--6.2

-6.3 central bank law

--6.3

-6.4 commercial bank law system

--6.4

-6.5the securities regulatory system

--Chapter homework

--6.5

final exam

-Final Examination

2.3笔记与讨论

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